Conduct 2018 - your firm's conduct risk

1 May 2018, London

This event, in conjunction with Eversheds Sutherland LLP, will help BSA members navigate the increasingly complicated waters of retail conduct risk.

FCA conduct fines increased ten-fold between 2016 and 2017 and investigations rose by 75% – indicating the likely direction of travel.  So prevention is far better than cure in this area and, as well as exploring current key risk areas and how each can be addressed, the event will home in on practical techniques in risk and compliance.  We plan to launch some revised BSA guides at the event, so each delegate will receive a copy.

Risk, compliance, legal, company secretaries, marketing, product, and other practitioners will find this an invaluable event. It is the first in a series for 2018, the others focusing on your customers and members; your regulators; and your people.

Content:

  • Competition law breach
  • Unfair contract terms
  • Mass claims and limitation periods
  • ‘Reasonable steps’
  • Mitigation - an interactive workshop session (including case studies:)

Venue:
Eversheds Sutherland LLP, 1 Wood Street, London EC2

Cost:
BSA members and associates: £350 per delegate (VAT exempt)
The cost includes course documentation, lunch and refreshments

Register
To register please either complete the online form below or email Christie Sharp.

 

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