Our Conduct 2018 programme examines conduct from all practical aspects – your customers, your regulators, and your people.
With so much focus on culture and accountability, the importance to good conduct of staff at all levels is a key regulatory area of focus. This final seminar in the series examines how employment law and practice aligns with the SM&CR rules, how the SM&CR arrangements are working at a practical ‘people’ level, the management and reporting of conduct breach, ‘reasonable steps’ for senior managers, the place of indemnity and insurance, and the link between culture and conduct.
Who should attend?
The event will be of interest to senior managers, HR, regulatory-facing staff, risk, compliance, legal and complaints practitioners.
Central London - venue to be confirmed
BSA members/associates - £350 per delegate (VAT exempt)
20% discount will apply if attending two or more Conduct 2018 events (cannot be applied retrospectively)
To secure your place, please register online.
Download Conduct 2018 programme details (PDF format):