Our Conduct 2018 programme of events examines conduct from all practical aspects – your customers, your regulators, and your people. This seminar identifies the conduct regulators’ key priorities.
Most BSA members are ‘flexible’ portfolio with the FCA and will not, typically, have much interaction with the FCA and the other conduct regulators (PSR, CMA, and ICO).
This seminar identifies the regulators’ key priorities. It also provides insight on navigating the FCA’s flexible portfolio, and takes a very practical look at FCA enforcement. In the afternoon, we have a practical workshop on ‘dawn raids’, perhaps an unlikely eventuality but one that firms ignore at their peril!
Who should attend?
The event will be of interest to senior managers, regulatory-facing staff, risk, compliance, legal and complaints practitioners.
etc Venues The Hatton, London EC1
BSA members/associates - £350 per delegate (VAT exempt)
20% discount will apply if attending two or more Conduct 2018 events (cannot be applied retrospectively)
To secure your place, please register online.
Detailed programme (PDF format):