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Preparing for successful regulatory visits

christie sharp,
Last updated:
19 April 2021

Regulatory visits have become more intrusive than ever and can lead to capital and liquidity add-ons, follow-up work and/or other regulatory interventions, including s166 notices or even enforcement action. Meticulous preparation is key to a successful outcome from the visit...

Outsourcing and third party risk management

Industry response,
andrea jeffries,
Last updated:
01 October 2020

We welcome the PRA’s open and frank approach to its outsourcing proposals.   Our members appreciate the regulator’s willingness to engage with the sector, particularly at the BSA event on operational resilience and outsourcing held in February 2020. While questions on parts ...