Loading…
  • calender-icon Event
  • Prudential Regulation
  • Posted: 11 Sep 2025

Preparing for successful regulatory visits

28 & 29 January 2026

28
Jan
2026

Book your place
  • Calender-Icon Time: 09:30-12:45
  • Location-Icon Location: Online
  • Admin-Icon Organised By: BSA Events
  • Currency-Icon £495 VAT exempt (BSA Members only)

Regulatory visits have become more intrusive than ever and can lead to capital and liquidity add-ons, follow-up work and/or other regulatory interventions, including s166 notices or even enforcement action.


Meticulous preparation is key to a successful outcome from the visit. Firms that prepare thoroughly tend to experience little difficulty, whereas those that do not prepare effectively may face an uncertain outcome. 

This course will look at current areas of regulatory focus and explore hot topics such as PRA/FCA expectations in managing operational resilience, TPRM and consumer duty, including the challenges of a more integrated approach between the concept of intolerable harm for resilience (PRA) and foreseeable harm for consumer duty (FCA). 

Aimed at:
This online workshop, split over two half-day sessions, is especially helpful for those who have not yet experienced a regulatory visit or have a critical visit approaching and wish to hone their skills.  It will help you know what to expect from such a visit, how to prepare effectively and how to have a positive effect on the outcome.  You will also be able to pass on your knowledge to others in your society.

The course uses a realistic case study of a visit to give you practice through the different stages of the visit process, including the actual interview, and will provide hints, tips and feedback throughout.  

Areas to be covered include:

  • The supervisory approach of the PRA and FCA
  • Preparing for visits and meetings - from the announcement to the day itself
  • Regulatory meeting technique
  • Regulatory areas of focus and hot topics
  • Senior managers’ regime meetings and interviews
  • Thematic visits and meetings
  • Operational resilience


Operational resilience is a priority area for regulators. We will provide insights and hints and tips on answering their questions.

Due to the nature of the training places on this course will be limited.
 

Event Summary

  • Wednesday, 28 January 2026
  • 09:30-12:45
  • events@bsa.org.uk
  • £495 VAT exempt (BSA Members only)

You may also be interested in...

BSA Card
  • BSA.Event Event
  • Prudential Regulation

Risk appetite training for credit unions

With increasing regulatory focus on the safety and soundness of Credit Unions, it is crucial that you understand the regulator’s risk appetite expecta...

BSA Card
  • BSA.Newsbite_1 Society Matters
  • Savings

Building better financial futures

Society Matters - Autumn 2025

BSA Card
  • BSA.Event Event
  • Mortgages & Housing

Shaping the Future of Home Buying and Selling

An in person event hosted by BSA Associates, Novus Strategy and LMS Margins, efficiency and customer trust in home buying are being reshaped by d...

BSA Card
  • BSA.PressRelease Press Release
  • Savings

The Building Societies Association warns that ISA reforms could undermine investment aims

The BSA publishes Budget submission to the Treasury

BSA Card
  • BSA.IndustryResponse Industry Response
  • Conduct Risk & Regulation

FCA CP25/24: Quarterly CP No.49 - Chapter 3 Mutuals registration function removal of statutory declarations

The BSA has responded to the FCA's proposal to remove statutory declarations from FCA forms except where required by legislation

BSA Card
  • BSA.IndustryPublication Research & Reports
  • Mortgages & Housing

First-Time Buyers: The Missing Millions

Update report into the challenges facing first-time buyers

BSA Card
  • BSA.IndustryPublication Research & Reports
  • Banking & Payments

Building Societies Report 2025

Whitecap Consulting, in collaboration with the Building Societies Association (BSA) and a group of key stakeholders, has published the Building Societ...

BSA Card
  • BSA.IndustryPublication Research & Reports
  • Savings

Understanding the role of savings in building longer-term financial security

A research report from the Personal Finance Research Centre, University of Bristol.

  • BSA.IndustryPublication Research & Reports
  • Thought leadership

Harnessing the mutual sector's potential for growth

Removing the barriers to secure economic, societal and environmental benefits